Managed Investments Course - RG146 Compliant

Key Benefits

Nationally recognised

Looking for a course that opens up work and further study opportunities across Australia? The units that make up this course fall under the Australian Qualifications Framework. You can use them as a pathway to higher education.

ASIC + RG146 compliant

This course has been approved by ASIC authorised assessors. It meets ASIC’s RG146 education requirements. This regulatory guideline outlines the knowledge and skills areas required to deliver both general and personal financial advice through (or as a rep of) an Australian Financial Services Licensee.

Diploma of Financial Planning

If you complete this course you’ll receive credit transfer for some units in the FNS50615 Diploma of Financial Planning.

Course Accreditation

In total, you need to complete 14 nationally recognised units of competency to be awarded the RG146 Compliant Investments course. The units of competency in this course are nationally recognised under the Australian Qualifications Framework (AQF).

Module 1

Foundations of Financial Planning

Comply with financial planning practice ethical and operational guidelines and regulations (FNSFPL501)
Review financial plans and provide ongoing service (FNSFPL505)
Provide appropriate services, advice and products to clients (FNSIAD501)
Determine client requirements and expectations (FNSCUS505)
Record and implement client instructions (FNSCUS506)
Conduct product research to support recommendation (FNSINC501)

Module 2

Investments

Determine client financial requirements and expectations (FNSFPL506)
Apply principles of professional practice to work in the financial services industry (FNSINC401)
Develop and use complex spreadsheets (BSBITU402)
Provide advice in managed investments (FNSASICT503)
Provide advice in securities (FNSASICW503)
Provide advice in derivatives (FNSASICV503)
Analyse financial-market products for clients (FNSFMK502)
Advise clients on financial risk (FNSFMK503)

Course Assessments

The experts who design and deliver our courses (click back to Course trainers to meet some of them) have developed an assessment framework that’s uniquely designed to help you gain a deep understanding of the material. They’ll give you the kind of knowledge and skills you can use in the real world as a business operator or manager. Assessment formats include:

Case studies
Multiple-choice questions
Short-answer questions
Calculation questions
Roleplays

Career Opportunities

With so many investment products available to Aussies, and innovative products launching every day, there’s never been a greater need for quality investment advice. Whether you meet with clients face to face, or provide advice through an online platform, you’ve got to know how to research and analyse options that make sense for their unique needs. Not to mention meeting the regulatory requirements.

Key opportunities include:

Call centre adviser for an investment fund management provider
Call centre adviser for an investment platform provider
Back-office fund management operations officer
Back-office investment platform operations officer
Investment corporate actions support officer

Pathways

When you finish RG146 Compliant Investments, you’ll have many of the units you need to complete a Diploma of Financial Planning. If you’re ready to take your learning even further, you can then apply to study the Diploma with Monarch Institute. You would then receive credit for the units you’ve already done. If you ever need to help clients with matters outside managed investments, you’ll be prepared to give them the best advice possible.

Entry requirements

There aren’t any formal prerequisites. But to make sure you get the most out of training with us, the following enrolment process applies:

Once we receive your enrolment, our friendly course consultants will touch base to undertake a pre-training review to ensure the training is right for you.
For students without an equal or higher level qualification, there’s a short language, literacy and numeracy quiz you complete online.

What equipment will I need?

You will need access to the following equipment to successfully complete the course:

Working computer with Microsoft Office (2009 or later)
Access to the internet
Access to a smart phone, video camera or web camera is required

It’s also ideal to have a financial calculator on hand.

Am I eligible for Recognition of Prior Learning?

We may be able to take into account relevant knowledge and skills you’ve possibly gained through previous formal or informal training, education and employment. To find out more, refer to our Student Information Guide by clicking here, or get in touch with one of our friendly course consultants.

Course Topics

Module 1

Foundations of Financial Planning

Fundamentals of the Australian economy
Financial markets and participants
Regulatory environment
Australian licensing framework
Establishing client relationships
Identifying client goals and objectives
Analysing client risk profile
Developing financial-planning strategies
Presenting strategies to clients
Implementation of strategies
Client-review process
Code of ethics
Introduction to taxation
Introduction to social security
Estate-planning fundamentals
Economic fundamentals
Risk management within a financial-services office

Module 2

Investments

Key asset classes
Securities – money-market instruments
Securities – fixed interest and bonds
Securities – property
Securities – shares
Securities – alternative investments
Risk and return
Derivatives
Investing in each asset class
Difference between income and growth
Dollar-cost averaging
Diversification
Managed investments
Index funds
Fund managers
Investment platforms
Case studies
Strategic asset allocation
Tactical asset allocation
Time value of money
Application of investment principles

Course Duration

What is the average course completion time frame?

This course is designed to be completed within 12 months.

Students who are highly motivated and well organised can complete the full course at an accelerated pace.

The key factors that influence course completion are a student’s experience, time availability, how fast they work and how committed they are!

How it works

Study online. With a difference.

You’ll get:

Easy-to-follow course materials
Videos and webinars
Heaps of support from your course trainers (phone, email, Skype, Zoom)
A dedicated admin team on hand to guide you
Online assessments
Student Facebook group

How does it work?

This course has been developed to give you absolute flexibility. Study on your couch, on public transport, on your break at work, out in the park – wherever and whenever you like. The best part is, with Monarch Institute, ‘online’ doesn’t mean ‘alone’. You’ll be backed by our trainers at every step along the way.

What support will I get?

Your trainer will be happy to contact you via phone, Skype, Zoom, TeamViewer, or email (Monday to Friday, 9am to 5.30pm). So you definitely won’t feel alone. You’ll also have access to our student Facebook groups, so you can discuss the material with other students. It’s a handy way to stay in touch with trainers and others in the same course.

Who are my trainers?

All our trainers are subject matter experts. View our trainer profiles now in the section titled “Course trainers” to meet them. At Monarch, you are extremely well supported by our trainers as you progress through your study. That is precisely why it’s called blended online learning.

Do you offer corporate workshops?

Yes. We’re the corporate training partner of choice for several large organisations. Our trainers can also conduct onsite training for groups of six staff or more. Corporate workshops can be scheduled for any location in Australia. Got a new satellite office with staff in need of training? Running a training retreat in an idyllic location (yes please!)? Our trainers can be there.

Corporate workshops are tailored to your organisation’s needs. Get in touch with our friendly course consultants for more information.

Course Price

Upfront payment

$1,050 (total)

Payment options include electronic funds transfer (EFT), credit card (MasterCard or Visa), cheque, or cash.

Meet your trainers

Industry experts and thought leaders

Helen Russo
Trainer "Together, we can change the world”
– Akiroq Brost

During my 20 years in the financial advice industry, I’ve had a number of diverse roles including corporate super at NSP Buck, workplace financial planning with private clients at MLC, and professional and business banking with Macquarie. I set up and ran an Australian Financial Services License for an accounting firm.

In 2012 I co-authored and delivered a business succession insurance training program for financial planners and accountants for the Business Risk Institute of Australia. In 2013 I established my own practice, Encompass Wealth – Financial Life Planning. We specialise in holistic life planning, focusing on the broader context of a client’s life rather than just the numbers. This means integrating clients’ values, vision and wealth.

In March 2017 I was appointed Director at CLIME Private Wealth where I use my experience, technical knowledge and coaching abilities to provide advice to baby boomers transitioning into their version of retirement.

What makes me jump out of bed each morning?

My family! And the ability to make a difference in someone’s life – I love working with people!

Ben Dascal
Trainer "Whether you think you can or you think you can’t, you’re right."
– Henry Ford

I am a qualified financial planner holding a tertiary qualification in financial planning, as well as being a Certified Financial Planner (CFP®). I’ve worked as a financial planner for an Australian bank for over two years. Before that, I worked for over seven years as an associate adviser for another financial planning company.

What makes me jump out of bed each morning?

I enjoy catching up with friends, going for walks with my wife and following the North Melbourne Football Club.

Janine Cini
Trainer "The only way to do great work is to love what you do."
– Steve Jobs

I’m known as a bit of a superannuation guru here at the Monarch Institute office. I’ve got 30 years of experience in the financial services sector. I’ve worked in underwriting, corporate superannuation fund portfolios, business analysis, and self-managed superannuation funds.

I have undertaken a variety of roles, mostly within large corporations, but also with a number of small businesses. I’m passionate about sharing my knowledge and experience in Monarch Institute’s student contact hours here in Melbourne.

What makes me jump out of bed each morning?

It’s all about balance and fitting as much into the day as possible. If the sun is shining an early morning horse ride is a must. A good balance of work to stimulate the mind and Pilates to keep in shape. And never a dull moment with three children and a close family living nearby.

Josh Wilson
Trainer "Limitations live only in our minds. But if we use our imaginations, our possibilities become limitless."
– Jamie Paolinetti

I am a qualified financial planner with tertiary and vocational qualifications in financial planning and law. I’ve had 17 years of experience in the financial planning and wealth management industry. I have worked as a financial planner for a large Australian bank and boutique wealth management firm for over 10 years, and prior to that, as a fund accountant for a London-based asset manager.

What makes me jump out of bed each morning?

I am usually woken up by my three children first! I get excited to see my heirloom tomatoes growing strongly in spring. I love cooking at home on the weekend, hanging out in the park with my wife and children, and I’m a mad (suffering) Carlton supporter.

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Duration	Up to one year
How it works	Study online. With a difference.
Price	$1,050
Career opportunities	Investment fund manager \| Investment platform provider
Course topics	Two modules
Units	14 units \| Nationally recognised
Course trainers	Industry experts and thought leaders
Pathways	FNS50615 Diploma of Financial Planning.
Entry requirements	No formal prerequisites \| RPL available \| Some equipment needed
Assessments	Multiple small assessments \| No exams
Start date	Immediately, or whenever you’re ready. Get in touch about enrolling

Key Benefits

Nationally recognised

ASIC + RG146 compliant

Diploma of Financial Planning

Course Accreditation

Module 1

Foundations of Financial Planning

Module 2

Investments

Course Assessments

Career Opportunities

Key opportunities include:

Pathways

Entry requirements

What equipment will I need?

Am I eligible for Recognition of Prior Learning?

Course Topics

Module 1

Foundations of Financial Planning

Module 2

Investments

Course Duration

What is the average course completion time frame?

How it works

Study online. With a difference.

How does it work?

What support will I get?

Who are my trainers?

Do you offer corporate workshops?

Course Price

Upfront payment

Meet your trainers

Industry experts and thought leaders

Any questions? Ask away!

Investment education. For the real world.

RG146 Compliant Investments

Partial completion of FNS50615

Key benefits

Financial planning training. For the real world.

You need a different learning experience.We're ready to deliver.

Expertise

Flexibility

Support

Any questions? Ask away!

Investment education.
For the real world.

You need a different learning experience.
We're ready to deliver.